中国农业科技导报 ›› 2023, Vol. 25 ›› Issue (5): 8-23.DOI: 10.13304/j.nykjdb.2023.0099
贤鑫1(
), 李桐1, 陆建中1,2()
收稿日期:2023-02-16
接受日期:2023-04-17
出版日期:2023-05-20
发布日期:2023-07-13
通讯作者:
陆建中
作者简介:贤鑫 E-mail：1344943182@qq.com；
基金资助:
Xin XIAN1(), Tong LI1, Jianzhong LU1,2()
Received:2023-02-16
Accepted:2023-04-17
Online:2023-05-20
Published:2023-07-13
Contact:
Jianzhong LU
摘要：
科技成果转化能力是影响农业发展进程的关键因素之一。目前国内外学者较多关注科技成果转化路径、模式、政策等研究，但针对农业科研院所科技成果转化能力及其评价探究较少。基于农业科研院所的性质和特点，利用层次分析法（analytic hierarchy process， AHP），建立了农业科研院所科技成果转化能力评价指标体系。基于实例分析，科学评价了农业科研院所科技成果转化能力现状及其影响因素，结果表明，该指标体系能够较好地反映农业科研院所科技成果转化的实际情况，具有较好的使用价值和应用前景。
中图分类号:
贤鑫, 李桐, 陆建中. 基于AHP的农业科研院所科技成果转化能力评价指标体系研究[J]. 中国农业科技导报, 2023, 25(5): 8-23.
Xin XIAN, Tong LI, Jianzhong LU. Ability of Agricultural Research Institutes Based on AHP to Transform Scientific and Technological Achievements Research on Evaluation Index System[J]. Journal of Agricultural Science and Technology, 2023, 25(5): 8-23.
| 标度 Scale | 含义 Meaning |
|---|---|
| 1 | 表示两个因素相比，具有相同重要性 Indicates that two factors are of equal importance compared with each other |
| 3 | 表示两个因素相比，前者比后者稍重要 Indicates that the former is slightly more important than the latter |
| 5 | 表示两个因素相比，前者比后者明显重要 Indicates that the former is significantly more important than the latter |
| 7 | 表示两个因素相比，前者比后者强烈重要 Indicates that the former is significantly more important than the latter |
| 9 | 表示两个因素相比，前者比后者极端重要 Indicates that the former is extremety more important than the latter |
| 倒数Backwards | 若因素i与因素j的重要性之比为a ij，那么因素j与因素i重要性 之比为a ji =1/a ij If the ratio of the importance of factor i to that of factor j is a ij， then the ratio of the importance of factor j to factor i is a ji =1/a ij |
a ij =1~9间的偶数 a ij = an even number between 1~9 | 第i元素比第j元素重要性介于相邻判断之间 The importance of the i element over the j element is between neighboring judgment |
表1 标度表
Table 1 Scale
| 标度 Scale | 含义 Meaning |
|---|---|
| 1 | 表示两个因素相比，具有相同重要性 Indicates that two factors are of equal importance compared with each other |
| 3 | 表示两个因素相比，前者比后者稍重要 Indicates that the former is slightly more important than the latter |
| 5 | 表示两个因素相比，前者比后者明显重要 Indicates that the former is significantly more important than the latter |
| 7 | 表示两个因素相比，前者比后者强烈重要 Indicates that the former is significantly more important than the latter |
| 9 | 表示两个因素相比，前者比后者极端重要 Indicates that the former is extremety more important than the latter |
| 倒数Backwards | 若因素i与因素j的重要性之比为a ij，那么因素j与因素i重要性 之比为a ji =1/a ij If the ratio of the importance of factor i to that of factor j is a ij， then the ratio of the importance of factor j to factor i is a ji =1/a ij |
a ij =1~9间的偶数 a ij = an even number between 1~9 | 第i元素比第j元素重要性介于相邻判断之间 The importance of the i element over the j element is between neighboring judgment |
一级指标 First-level indicator | 二级指标 Second-level indicator | 三级指标 Third-level indicator |
|---|---|---|
成果供给能力B1 Achievement supply capacity B1 | 学术性成果 Academic achievement | 论文、著作、报告、资料、方案 Thesis， work， report， material and program |
公益性成果 Public welfare achievement | 公益性品种、技术、标准、规程、数据、材料 Public welfare variety， technology， standard， procedure， data and material | |
商业性成果 Commercial achievement | 商业性品种、专利、商业性软件著作、产品、图纸、工艺 Commercial variety， patent， commercial soft work， product， drawing， craft | |
成果供给潜力 Achievement supply potential | 项目数量、人才团队、平台建设、经费支持、管理制度 Project quantity， talent team， platform construction， fund support and management system | |
技术转移能力B2 Technology transfer capability B2 | 主推技术 Main technology | 部级主推技术、非部级主推技术 Ministerial-level main push technology，non-ministerial-level main push technology |
技术服务 Technical service | 技术培训、技术咨询、技术指导 Technical training， technical consultation and technical guidance | |
应用规模 Application scale | 应用面积、使用数量、同类占比 Application area， application number and proportion of the same kind | |
推广条件 Promotion condition | 推广人员、推广经费、推广活动、农民接纳能力 Extension personnel， promotion fund， promotion activity and farmers’ acceptance capacity | |
成果开发能力B3 Achievement development capacity B3 | 转让与许可水平 Transfer and licensing level | 转让水平、许可水平、团队谈判能力 Transfer level， licensing level， team negotiation ability |
自主开发能力 Self-development capability | 自主开发技术情况、自主开发产品水平、自主开发服务能力、企业需求、专业开发团队、试验场地、科技开发配套政策、自主开发管理制度 Self-developed technology， self-developed product level， self-developed service capacity， enterprise demand， professional development team， test site， supporting policies for scientific and technological development， and self-developed management system | |
成果开发能力B3 Achievement development capacity B3 | ||
联合开发能力 Joint development capability | 合作模式、合作渠道、合作意愿 Cooperation mode， cooperation channel and cooperation willingness | |
转化条件能力 Conversion conditional capacity | 转化平台、从业人员、转化投入、合作企业数、主办企业、入股企业 Transformation platform， employees， transformation investment， cooperative enterprise number， sponsoring enterprise and shareholding enterprise | |
转化收益水平B4 Conversion income level B4 | 直接经济效益 Direct economic benefit | 技术性收入、技术市场成交额、科技成果转化许可费、转让费、技术入股收益、节约成本金额 Technical income， technical market turnover， licensing fee for transformation of scientific and technological achievement， transfer fee， income from technology share， cost saving |
间接经济效益 Indirect economic benefit | 资产总值、无形资产总值、农民增收、关联产业产值增长数 Total value of asset， total value of intangible asset， increase of farmers' income and growth of output value of related industry | |
社会效益 Social results | 社会满意度、增加就业状况 Social satisfaction，employment increase | |
生态效益 Ecological benefit | 对环境的友好程度、改善环境程度、生态系统建设、环境影响、资源多样性建设、改善气候变化 Environmental friendliness， environmental improvement， ecosystem construction， environmental impact， resource diversity construction， and climate change improvement | |
成果转化效果B5 Achievement transformation effect B5 | 学科影响力 Discipline influence | 论文被引频次、科技水平、市场份额、应用规模、科技奖励 Citation frequency， scientific and technological level， market share， application scale， scientific and technological award |
行业影响力 Industry influence | 行业学会或协会（联盟）、合作企业影响 Influence of industry association or association （alliance），cooperative enterprise impact | |
社会影响力 Social influence | 产业贡献、技术传播度、成果使用率 Industrial contribution， technology dissemination， utilization rate of achievement | |
国际影响力 International influence | 合作国家数、合作机构数、出国人次、来访人次 Number of cooperative countries， number of cooperative institutions， number of people going abroad， number of visitors |
表2 农业科研院所科技成果转化评价指标体系 (续表Continued)
Table 2 Evaluation index system of transformation of scientific and technological achievements in agricultural research institutes
一级指标 First-level indicator | 二级指标 Second-level indicator | 三级指标 Third-level indicator |
|---|---|---|
成果供给能力B1 Achievement supply capacity B1 | 学术性成果 Academic achievement | 论文、著作、报告、资料、方案 Thesis， work， report， material and program |
公益性成果 Public welfare achievement | 公益性品种、技术、标准、规程、数据、材料 Public welfare variety， technology， standard， procedure， data and material | |
商业性成果 Commercial achievement | 商业性品种、专利、商业性软件著作、产品、图纸、工艺 Commercial variety， patent， commercial soft work， product， drawing， craft | |
成果供给潜力 Achievement supply potential | 项目数量、人才团队、平台建设、经费支持、管理制度 Project quantity， talent team， platform construction， fund support and management system | |
技术转移能力B2 Technology transfer capability B2 | 主推技术 Main technology | 部级主推技术、非部级主推技术 Ministerial-level main push technology，non-ministerial-level main push technology |
技术服务 Technical service | 技术培训、技术咨询、技术指导 Technical training， technical consultation and technical guidance | |
应用规模 Application scale | 应用面积、使用数量、同类占比 Application area， application number and proportion of the same kind | |
推广条件 Promotion condition | 推广人员、推广经费、推广活动、农民接纳能力 Extension personnel， promotion fund， promotion activity and farmers’ acceptance capacity | |
成果开发能力B3 Achievement development capacity B3 | 转让与许可水平 Transfer and licensing level | 转让水平、许可水平、团队谈判能力 Transfer level， licensing level， team negotiation ability |
自主开发能力 Self-development capability | 自主开发技术情况、自主开发产品水平、自主开发服务能力、企业需求、专业开发团队、试验场地、科技开发配套政策、自主开发管理制度 Self-developed technology， self-developed product level， self-developed service capacity， enterprise demand， professional development team， test site， supporting policies for scientific and technological development， and self-developed management system | |
成果开发能力B3 Achievement development capacity B3 | ||
联合开发能力 Joint development capability | 合作模式、合作渠道、合作意愿 Cooperation mode， cooperation channel and cooperation willingness | |
转化条件能力 Conversion conditional capacity | 转化平台、从业人员、转化投入、合作企业数、主办企业、入股企业 Transformation platform， employees， transformation investment， cooperative enterprise number， sponsoring enterprise and shareholding enterprise | |
转化收益水平B4 Conversion income level B4 | 直接经济效益 Direct economic benefit | 技术性收入、技术市场成交额、科技成果转化许可费、转让费、技术入股收益、节约成本金额 Technical income， technical market turnover， licensing fee for transformation of scientific and technological achievement， transfer fee， income from technology share， cost saving |
间接经济效益 Indirect economic benefit | 资产总值、无形资产总值、农民增收、关联产业产值增长数 Total value of asset， total value of intangible asset， increase of farmers' income and growth of output value of related industry | |
社会效益 Social results | 社会满意度、增加就业状况 Social satisfaction，employment increase | |
生态效益 Ecological benefit | 对环境的友好程度、改善环境程度、生态系统建设、环境影响、资源多样性建设、改善气候变化 Environmental friendliness， environmental improvement， ecosystem construction， environmental impact， resource diversity construction， and climate change improvement | |
成果转化效果B5 Achievement transformation effect B5 | 学科影响力 Discipline influence | 论文被引频次、科技水平、市场份额、应用规模、科技奖励 Citation frequency， scientific and technological level， market share， application scale， scientific and technological award |
行业影响力 Industry influence | 行业学会或协会（联盟）、合作企业影响 Influence of industry association or association （alliance），cooperative enterprise impact | |
社会影响力 Social influence | 产业贡献、技术传播度、成果使用率 Industrial contribution， technology dissemination， utilization rate of achievement | |
国际影响力 International influence | 合作国家数、合作机构数、出国人次、来访人次 Number of cooperative countries， number of cooperative institutions， number of people going abroad， number of visitors |
一级指标 First-level indicator | 权重值 Weight value | 二级指标 Second-level indicator | 权重值 Weight value | 三级指标 Third-level indicator | 权重值 Weight value |
|---|---|---|---|---|---|
成果供给能力B1 Achievement supply capacity B1 | 0.255 9 | 学术性成果 Academic achievement | 0.074 4 | 论文 Thesis | 0.020 5 |
著作 Work | 0.015 9 | ||||
报告 Report | 0.012 1 | ||||
资料 Material | 0.011 9 | ||||
方案 Program | 0.013 9 | ||||
公益性成果 Public welfare achievement | 0.059 3 | 公益性品种 Public welfare variety | 0.011 8 | ||
技术 Technology | 0.011 6 | ||||
标准 Standard | 0.009 9 | ||||
规程 Procedure | 0.009 3 | ||||
数据 Data | 0.008 6 | ||||
材料 Material | 0.008 1 | ||||
商业性成果 Commercial achievement | 0.061 9 | 商业性品种 Commercial variety | 0.014 3 | ||
专利 Patent | 0.011 4 | ||||
商业性软件著作 Commercial soft work | 0.008 9 | ||||
产品 Product | 0.009 9 | ||||
图纸 Drawing | 0.007 8 | ||||
工艺 Craft | 0.009 5 | ||||
成果供给潜力 Achievement supply potential | 0.060 4 | 项目数量 Project quantity | 0.014 6 | ||
人才团队 Talent team | 0.013 8 | ||||
平台建设 Platform construction | 0.010 1 |
表3 农业科研院所科技成果转化评价指标权重值
Table 3 Weights of evaluation indexes for transformation of scientific and technological achievements of agricultural research institutes
一级指标 First-level indicator | 权重值 Weight value | 二级指标 Second-level indicator | 权重值 Weight value | 三级指标 Third-level indicator | 权重值 Weight value |
|---|---|---|---|---|---|
成果供给能力B1 Achievement supply capacity B1 | 0.255 9 | 学术性成果 Academic achievement | 0.074 4 | 论文 Thesis | 0.020 5 |
著作 Work | 0.015 9 | ||||
报告 Report | 0.012 1 | ||||
资料 Material | 0.011 9 | ||||
方案 Program | 0.013 9 | ||||
公益性成果 Public welfare achievement | 0.059 3 | 公益性品种 Public welfare variety | 0.011 8 | ||
技术 Technology | 0.011 6 | ||||
标准 Standard | 0.009 9 | ||||
规程 Procedure | 0.009 3 | ||||
数据 Data | 0.008 6 | ||||
材料 Material | 0.008 1 | ||||
商业性成果 Commercial achievement | 0.061 9 | 商业性品种 Commercial variety | 0.014 3 | ||
专利 Patent | 0.011 4 | ||||
商业性软件著作 Commercial soft work | 0.008 9 | ||||
产品 Product | 0.009 9 | ||||
图纸 Drawing | 0.007 8 | ||||
工艺 Craft | 0.009 5 | ||||
成果供给潜力 Achievement supply potential | 0.060 4 | 项目数量 Project quantity | 0.014 6 | ||
人才团队 Talent team | 0.013 8 | ||||
平台建设 Platform construction | 0.010 1 |
一级指标 First-level indicator | 权重值 Weight value | 二级指标 Second-level indicator | 权重值 Weight value | 三级指标 Third-level indicator | 权重值 Weight value |
|---|---|---|---|---|---|
成果供给能力B1 Achievement supply capacity B1 | 0.255 9 | 成果供给潜力 Achievement supply potential | 0.060 4 | 经费支持 Fund support | 0.012 0 |
管理制度 Management system | 0.009 9 | ||||
技术转移能力B2 Technology transfer capability B2 | 0.217 0 | 主推技术 Main technology | 0.068 2 | 部级主推技术 Ministerial-level main push technology | 0.044 4 |
非部级主推技术 Non-ministerial-level main push technology | 0.023 8 | ||||
技术服务 Technical service | 0.051 4 | 技术培训 Technical training | 0.020 7 | ||
技术咨询 Technical consultation | 0.014 5 | ||||
技术指导 Technical guidance | 0.016 2 | ||||
应用规模 Application scale | 0.051 3 | 应用面积 Application area | 0.019 1 | ||
应用数量 Application number | 0.014 1 | ||||
同类占比 Proportion of the same kind | 0.018 1 | ||||
推广条件 Promotion condition | 0.046 2 | 推广人员 Extension personnel | 0.013 4 | ||
推广经费 Promotion fund | 0.011 0 | ||||
推广活动 Promotion activity | 0.009 0 | ||||
农民接纳能力 Farmers' acceptance capacity | 0.012 8 | ||||
成果开发能力B3 Achievement development capacity B3 | 0.201 8 | 转让与许可水平 Transfer and licensing level | 0.060 5 | 转让水平 Transfer level | 0.023 0 |
许可水平 Licensing level | 0.017 7 | ||||
团队谈判能力 Team negotiation ability | 0.019 7 | ||||
自主开发能力 Self-development capability | 0.054 3 | 自主开发技术情况 Self-developed technology | 0.008 8 | ||
自主开发产品水平 Self-developed product level | 0.008 4 | ||||
自主开发服务能力 Self-developed service capacity | 0.006 9 |
表3 农业科研院所科技成果转化评价指标权重值 (续表Continued)
Table 3 Weights of evaluation indexes for transformation of scientific and technological achievements of agricultural research institutes
一级指标 First-level indicator | 权重值 Weight value | 二级指标 Second-level indicator | 权重值 Weight value | 三级指标 Third-level indicator | 权重值 Weight value |
|---|---|---|---|---|---|
成果供给能力B1 Achievement supply capacity B1 | 0.255 9 | 成果供给潜力 Achievement supply potential | 0.060 4 | 经费支持 Fund support | 0.012 0 |
管理制度 Management system | 0.009 9 | ||||
技术转移能力B2 Technology transfer capability B2 | 0.217 0 | 主推技术 Main technology | 0.068 2 | 部级主推技术 Ministerial-level main push technology | 0.044 4 |
非部级主推技术 Non-ministerial-level main push technology | 0.023 8 | ||||
技术服务 Technical service | 0.051 4 | 技术培训 Technical training | 0.020 7 | ||
技术咨询 Technical consultation | 0.014 5 | ||||
技术指导 Technical guidance | 0.016 2 | ||||
应用规模 Application scale | 0.051 3 | 应用面积 Application area | 0.019 1 | ||
应用数量 Application number | 0.014 1 | ||||
同类占比 Proportion of the same kind | 0.018 1 | ||||
推广条件 Promotion condition | 0.046 2 | 推广人员 Extension personnel | 0.013 4 | ||
推广经费 Promotion fund | 0.011 0 | ||||
推广活动 Promotion activity | 0.009 0 | ||||
农民接纳能力 Farmers' acceptance capacity | 0.012 8 | ||||
成果开发能力B3 Achievement development capacity B3 | 0.201 8 | 转让与许可水平 Transfer and licensing level | 0.060 5 | 转让水平 Transfer level | 0.023 0 |
许可水平 Licensing level | 0.017 7 | ||||
团队谈判能力 Team negotiation ability | 0.019 7 | ||||
自主开发能力 Self-development capability | 0.054 3 | 自主开发技术情况 Self-developed technology | 0.008 8 | ||
自主开发产品水平 Self-developed product level | 0.008 4 | ||||
自主开发服务能力 Self-developed service capacity | 0.006 9 |
一级指标 First-level indicator | 权重值 Weight value | 二级指标 Second-level indicator | 权重值 Weight value | 三级指标 Third-level indicator | 权重值 Weight value |
|---|---|---|---|---|---|
成果开发能力B3 Achievement development capacity B3 | 0.201 8 | 自主开发能力 Self-development capability | 0.054 3 | 企业需求 Enterprise demand | 0.007 6 |
专业开发团队 Professional development team | 0.006 7 | ||||
试验场地 Test site | 0.005 2 | ||||
科技开发配套政策 Supporting policies for scientific technological development | 0.005 6 | ||||
自主开发管理制度 Self-developed management system | 0.005 1 | ||||
联合开发能力 Joint development capability | 0.044 8 | 合作模式 Cooperation mode | 0.017 6 | ||
合作渠道 Cooperation channel | 0.013 0 | ||||
合作意愿 Cooperation willingness | 0.014 3 | ||||
转化条件能力 Conversion conditional capacity | 0.042 2 | 转化平台 Transformation platform | 0.008 4 | ||
从业人员 Employees | 0.008 0 | ||||
转化投入 Transformation investment | 0.006 1 | ||||
合作企业数 Number of cooperative enterprises | 0.006 6 | ||||
主办企业 Sponsoring enterprise | 0.006 9 | ||||
入股企业 Shareholding enterprise | 0.006 2 | ||||
转化收益水平B4 Conversion income level B4 | 0.151 3 | 直接经济效益 Direct economic benefit | 0.055 8 | 技术性收入 Technical income | 0.012 3 |
技术市场成交额 Technical market turnover | 0.010 8 | ||||
技术成果转化许可费 Technological achievement | 0.009 1 | ||||
转让费 Transfer fee | 0.008 1 | ||||
技术入股收益 Income from technology share | 0.008 3 | ||||
节约成本金额 Cost saving | 0.007 2 |
表3 农业科研院所科技成果转化评价指标权重值 (续表Continued)
Table 3 Weights of evaluation indexes for transformation of scientific and technological achievements of agricultural research institutes
一级指标 First-level indicator | 权重值 Weight value | 二级指标 Second-level indicator | 权重值 Weight value | 三级指标 Third-level indicator | 权重值 Weight value |
|---|---|---|---|---|---|
成果开发能力B3 Achievement development capacity B3 | 0.201 8 | 自主开发能力 Self-development capability | 0.054 3 | 企业需求 Enterprise demand | 0.007 6 |
专业开发团队 Professional development team | 0.006 7 | ||||
试验场地 Test site | 0.005 2 | ||||
科技开发配套政策 Supporting policies for scientific technological development | 0.005 6 | ||||
自主开发管理制度 Self-developed management system | 0.005 1 | ||||
联合开发能力 Joint development capability | 0.044 8 | 合作模式 Cooperation mode | 0.017 6 | ||
合作渠道 Cooperation channel | 0.013 0 | ||||
合作意愿 Cooperation willingness | 0.014 3 | ||||
转化条件能力 Conversion conditional capacity | 0.042 2 | 转化平台 Transformation platform | 0.008 4 | ||
从业人员 Employees | 0.008 0 | ||||
转化投入 Transformation investment | 0.006 1 | ||||
合作企业数 Number of cooperative enterprises | 0.006 6 | ||||
主办企业 Sponsoring enterprise | 0.006 9 | ||||
入股企业 Shareholding enterprise | 0.006 2 | ||||
转化收益水平B4 Conversion income level B4 | 0.151 3 | 直接经济效益 Direct economic benefit | 0.055 8 | 技术性收入 Technical income | 0.012 3 |
技术市场成交额 Technical market turnover | 0.010 8 | ||||
技术成果转化许可费 Technological achievement | 0.009 1 | ||||
转让费 Transfer fee | 0.008 1 | ||||
技术入股收益 Income from technology share | 0.008 3 | ||||
节约成本金额 Cost saving | 0.007 2 |
一级指标 First-level indicator | 权重值 Weight value | 二级指标 Second-level indicator | 权重值 Weight value | 三级指标 Third-level indicator | 权重值 Weight value |
|---|---|---|---|---|---|
转化收益水平B4 Conversion income level B4 | 0.151 3 | 间接经济效益 Indirect economic benefit | 0.034 8 | 资产总值 Total value of asset | 0.010 2 |
无形资产总值 Total value of intangible asset | 0.008 0 | ||||
农民增收 Increase of farmers’ income | 0.009 3 | ||||
关联产业产值增长数 Growth of output value of related industry | 0.007 3 | ||||
社会效益 Social benefit | 0.029 3 | 社会满意度 Social satisfaction | 0.016 3 | ||
增加就业状况 Employment increase | 0.013 0 | ||||
生态效益 Ecological benefit | 0.031 4 | 对环境的友好程度 Environmental friendliness | 0.006 4 | ||
改善环境程度 Environmental improvement | 0.005 6 | ||||
生态系统建设 Ecosystem construction | 0.005 0 | ||||
环境影响 Environmental impact | 0.004 5 | ||||
资源多样性建设 Resource diversity construction | 0.004 9 | ||||
改善气候变化 Climate change improvement | 0.005 0 | ||||
成果转化效果B5 Achievement transformation effect B5 | 0.173 9 | 学科影响力 Discipline influence | 0.052 0 | 论文被引频次 Citation frequency | 0.010 6 |
科技水平 Scientific and technological level | 0.010 3 | ||||
市场份额 Market share | 0.011 7 | ||||
应用规模 Application scale | 0.010 4 | ||||
科技奖励 Scientific and technological award | 0.008 9 | ||||
行业影响力 Industry influence | 0.041 3 | 行业学会或协会（联盟） Influence of industry association or association （alliance） | 0.021 9 | ||
合作企业影响 Cooperative enterprise impact | 0.019 4 | ||||
社会影响力 Social influence | 0.037 4 | 产业贡献 Industrial contribution | 0.013 4 | ||
技术传播度 Technology dissemination | 0.010 2 |
表3 农业科研院所科技成果转化评价指标权重值 (续表Continued)
Table 3 Weights of evaluation indexes for transformation of scientific and technological achievements of agricultural research institutes
一级指标 First-level indicator | 权重值 Weight value | 二级指标 Second-level indicator | 权重值 Weight value | 三级指标 Third-level indicator | 权重值 Weight value |
|---|---|---|---|---|---|
转化收益水平B4 Conversion income level B4 | 0.151 3 | 间接经济效益 Indirect economic benefit | 0.034 8 | 资产总值 Total value of asset | 0.010 2 |
无形资产总值 Total value of intangible asset | 0.008 0 | ||||
农民增收 Increase of farmers’ income | 0.009 3 | ||||
关联产业产值增长数 Growth of output value of related industry | 0.007 3 | ||||
社会效益 Social benefit | 0.029 3 | 社会满意度 Social satisfaction | 0.016 3 | ||
增加就业状况 Employment increase | 0.013 0 | ||||
生态效益 Ecological benefit | 0.031 4 | 对环境的友好程度 Environmental friendliness | 0.006 4 | ||
改善环境程度 Environmental improvement | 0.005 6 | ||||
生态系统建设 Ecosystem construction | 0.005 0 | ||||
环境影响 Environmental impact | 0.004 5 | ||||
资源多样性建设 Resource diversity construction | 0.004 9 | ||||
改善气候变化 Climate change improvement | 0.005 0 | ||||
成果转化效果B5 Achievement transformation effect B5 | 0.173 9 | 学科影响力 Discipline influence | 0.052 0 | 论文被引频次 Citation frequency | 0.010 6 |
科技水平 Scientific and technological level | 0.010 3 | ||||
市场份额 Market share | 0.011 7 | ||||
应用规模 Application scale | 0.010 4 | ||||
科技奖励 Scientific and technological award | 0.008 9 | ||||
行业影响力 Industry influence | 0.041 3 | 行业学会或协会（联盟） Influence of industry association or association （alliance） | 0.021 9 | ||
合作企业影响 Cooperative enterprise impact | 0.019 4 | ||||
社会影响力 Social influence | 0.037 4 | 产业贡献 Industrial contribution | 0.013 4 | ||
技术传播度 Technology dissemination | 0.010 2 |
一级指标 First-level indicator | 权重值 Weight value | 二级指标 Second-level indicator | 权重值 Weight value | 三级指标 Third-level indicator | 权重值 Weight value |
|---|---|---|---|---|---|
成果转化效果B5 Achievement transformation effect B5 | 0.173 9 | 社会影响力 Social influence | 0.037 4 | 成果使用率 Utilization rate of achievement | 0.013 9 |
国际影响力 International influence | 0.043 2 | 合作国家数 Number of cooperative countries | 0.014 1 | ||
合作机构数 Number of cooperative institutions | 0.011 8 | ||||
出国人次 Number of people going abroad | 0.007 7 | ||||
来访人次 Number of visitors | 0.009 5 |
表3 农业科研院所科技成果转化评价指标权重值 (续表Continued)
Table 3 Weights of evaluation indexes for transformation of scientific and technological achievements of agricultural research institutes
一级指标 First-level indicator | 权重值 Weight value | 二级指标 Second-level indicator | 权重值 Weight value | 三级指标 Third-level indicator | 权重值 Weight value |
|---|---|---|---|---|---|
成果转化效果B5 Achievement transformation effect B5 | 0.173 9 | 社会影响力 Social influence | 0.037 4 | 成果使用率 Utilization rate of achievement | 0.013 9 |
国际影响力 International influence | 0.043 2 | 合作国家数 Number of cooperative countries | 0.014 1 | ||
合作机构数 Number of cooperative institutions | 0.011 8 | ||||
出国人次 Number of people going abroad | 0.007 7 | ||||
来访人次 Number of visitors | 0.009 5 |
一级指标 First-level indicator | 得分 Score | 二级指标 Second-level indicator | 得分 Score | 三级指标 Third-level indicator | 得分 Score |
|---|---|---|---|---|---|
成果供给能力B1 Achievement supply capacity B1 | 0.264 047 | 学术性成果 Academic achievement | 0.264 047 | 论文 Thesis | 3.64 |
著作 Work | 3.64 | ||||
报告 Report | 3.36 | ||||
资料 Material | 3.55 | ||||
方案 Program | 3.50 | ||||
公益性成果 Public welfare achievement | 0.209 450 | 公益性品种 Public welfare variety | 3.18 | ||
技术 Technology | 3.82 | ||||
标准 Standard | 3.45 | ||||
规程 Procedure | 3.55 |
表4 中国农业科学院某研究所科技成果转化能力评价得分
Table 4 Evaluation score of scientific and technological achievements transformation ability of a research institute of Chinese Academy of Agricultural Sciences
一级指标 First-level indicator | 得分 Score | 二级指标 Second-level indicator | 得分 Score | 三级指标 Third-level indicator | 得分 Score |
|---|---|---|---|---|---|
成果供给能力B1 Achievement supply capacity B1 | 0.264 047 | 学术性成果 Academic achievement | 0.264 047 | 论文 Thesis | 3.64 |
著作 Work | 3.64 | ||||
报告 Report | 3.36 | ||||
资料 Material | 3.55 | ||||
方案 Program | 3.50 | ||||
公益性成果 Public welfare achievement | 0.209 450 | 公益性品种 Public welfare variety | 3.18 | ||
技术 Technology | 3.82 | ||||
标准 Standard | 3.45 | ||||
规程 Procedure | 3.55 |
一级指标 First-level indicator | 得分 Score | 二级指标 Second-level indicator | 得分 Score | 三级指标 Third-level indicator | 得分 Score |
|---|---|---|---|---|---|
成果供给能力B1 Achievement supply capacity B1 | 0.264 047 | 公益性成果 Public welfare achievement | 0.209 450 | 数据 Data | 3.60 |
材料 Material | 3.64 | ||||
商业性成果 Commercial achievement | 0.191 329 | 商业性品种 Commercial variety | 3.00 | ||
专利 Patent | 3.55 | ||||
商业性软著 Commercial soft work | 3.36 | ||||
产品 Product | 3.45 | ||||
图纸 Drawing | 3.55 | ||||
工艺 Craft | 3.45 | ||||
成果供给潜力 Achievement supply potential | 0.213 197 | 项目数量 Project quantity | 3.09 | ||
人才团队 Talent team | 3.45 | ||||
平台建设 Platform construction | 3.82 | ||||
经费支持 Fund support | 3.45 | ||||
管理制度 Management system | 4.09 | ||||
技术转移能力B2 Technology transfer capability B2 | 0.764 971 | 主推技术 Main technology | 0.254 386 | 部级主推技术 Ministerial-level main push technology | 3.73 |
非部级主推技术 Non-ministerial-level main push technology | 3.73 | ||||
技术服务 Technical service | 0.189 859 | 技术培训 Technical training | 3.64 | ||
技术咨询 Technical consultation | 3.73 | ||||
技术指导 Technical guidance | 3.73 | ||||
应用规模 Application scale | 0.166 032 | 应用面积 Application area | 3.18 | ||
应用数量 Application number | 3.27 |
表4 中国农业科学院某研究所科技成果转化能力评价得分 (续表Continued)
Table 4 Evaluation score of scientific and technological achievements transformation ability of a research institute of Chinese Academy of Agricultural Sciences
一级指标 First-level indicator | 得分 Score | 二级指标 Second-level indicator | 得分 Score | 三级指标 Third-level indicator | 得分 Score |
|---|---|---|---|---|---|
成果供给能力B1 Achievement supply capacity B1 | 0.264 047 | 公益性成果 Public welfare achievement | 0.209 450 | 数据 Data | 3.60 |
材料 Material | 3.64 | ||||
商业性成果 Commercial achievement | 0.191 329 | 商业性品种 Commercial variety | 3.00 | ||
专利 Patent | 3.55 | ||||
商业性软著 Commercial soft work | 3.36 | ||||
产品 Product | 3.45 | ||||
图纸 Drawing | 3.55 | ||||
工艺 Craft | 3.45 | ||||
成果供给潜力 Achievement supply potential | 0.213 197 | 项目数量 Project quantity | 3.09 | ||
人才团队 Talent team | 3.45 | ||||
平台建设 Platform construction | 3.82 | ||||
经费支持 Fund support | 3.45 | ||||
管理制度 Management system | 4.09 | ||||
技术转移能力B2 Technology transfer capability B2 | 0.764 971 | 主推技术 Main technology | 0.254 386 | 部级主推技术 Ministerial-level main push technology | 3.73 |
非部级主推技术 Non-ministerial-level main push technology | 3.73 | ||||
技术服务 Technical service | 0.189 859 | 技术培训 Technical training | 3.64 | ||
技术咨询 Technical consultation | 3.73 | ||||
技术指导 Technical guidance | 3.73 | ||||
应用规模 Application scale | 0.166 032 | 应用面积 Application area | 3.18 | ||
应用数量 Application number | 3.27 |
一级指标 First-level indicator | 得分 Score | 二级指标 Second-level indicator | 得分 Score | 三级指标 Third-level indicator | 得分 Score |
|---|---|---|---|---|---|
技术转移能力B2 Technology transfer capability B2 | 0.764 971 | 应用规模 Application scale | 0.166 032 | 同类占比 Proportion of the same kind | 3.27 |
推广条件 Promotion conditions | 0.154 694 | 推广人员 Extension personnel | 3.36 | ||
推广经费 Promotion fund | 3.09 | ||||
推广活动 Promotion activity | 3.36 | ||||
农民接纳能力 Farmers' acceptance capacity | 3.55 | ||||
成果开发能力B3 Achievement development capacity B3 | 0.677 892 | 转让与许可水平 Transfer and licensing level | 0.195 438 | 转让水平 Transfer level | 3.18 |
许可水平 Licensing level | 3.27 | ||||
团队谈判能力 Team negotiation ability | 3.27 | ||||
自主开发能力 Self-development capability | 0.174 658 | 自主开发技术情况 Self-developed technology | 3.18 | ||
自主开发产品水平 Self-developed product level | 3.00 | ||||
自主开发服务能力 Self-developed service capacity | 3.09 | ||||
企业需求 Enterprise demand | 3.18 | ||||
专业开发团队 Professional development team | 3.00 | ||||
试验场地 Test site | 3.55 | ||||
科技开发配套政策 Supporting policies for scientific technological development | 3.45 | ||||
自主开发管理制度 Self-developed management system | 3.55 | ||||
联合开发能力 Joint development capability | 0.166 010 | 合作模式 Cooperation mode | 3.64 | ||
合作渠道 Cooperation channel | 3.64 | ||||
合作意愿 Cooperation willingness | 3.82 |
表4 中国农业科学院某研究所科技成果转化能力评价得分 (续表Continued)
Table 4 Evaluation score of scientific and technological achievements transformation ability of a research institute of Chinese Academy of Agricultural Sciences
一级指标 First-level indicator | 得分 Score | 二级指标 Second-level indicator | 得分 Score | 三级指标 Third-level indicator | 得分 Score |
|---|---|---|---|---|---|
技术转移能力B2 Technology transfer capability B2 | 0.764 971 | 应用规模 Application scale | 0.166 032 | 同类占比 Proportion of the same kind | 3.27 |
推广条件 Promotion conditions | 0.154 694 | 推广人员 Extension personnel | 3.36 | ||
推广经费 Promotion fund | 3.09 | ||||
推广活动 Promotion activity | 3.36 | ||||
农民接纳能力 Farmers' acceptance capacity | 3.55 | ||||
成果开发能力B3 Achievement development capacity B3 | 0.677 892 | 转让与许可水平 Transfer and licensing level | 0.195 438 | 转让水平 Transfer level | 3.18 |
许可水平 Licensing level | 3.27 | ||||
团队谈判能力 Team negotiation ability | 3.27 | ||||
自主开发能力 Self-development capability | 0.174 658 | 自主开发技术情况 Self-developed technology | 3.18 | ||
自主开发产品水平 Self-developed product level | 3.00 | ||||
自主开发服务能力 Self-developed service capacity | 3.09 | ||||
企业需求 Enterprise demand | 3.18 | ||||
专业开发团队 Professional development team | 3.00 | ||||
试验场地 Test site | 3.55 | ||||
科技开发配套政策 Supporting policies for scientific technological development | 3.45 | ||||
自主开发管理制度 Self-developed management system | 3.55 | ||||
联合开发能力 Joint development capability | 0.166 010 | 合作模式 Cooperation mode | 3.64 | ||
合作渠道 Cooperation channel | 3.64 | ||||
合作意愿 Cooperation willingness | 3.82 |
一级指标 First-level indicator | 得分 Score | 二级指标 Second-level indicator | 得分 Score | 三级指标 Third-level indicator | 得分 Score |
|---|---|---|---|---|---|
成果开发能力B3 Achievement development capacity B3 | 0.677 892 | 转化条件能力 Conversion conditional capacity | 0.141 786 | 转化平台 Transformation platform | 3.36 |
从业人员 Employees | 3.27 | ||||
转化投入 Transformation investment | 3.18 | ||||
合作企业数 Number of cooperative enterprises | 3.55 | ||||
主办企业 Sponsoring enterprise | 3.36 | ||||
入股企业 Shareholding enterprise | 3.45 | ||||
转化收益水平B4 Conversion income level B4 | 0.516 081 | 直接经济效益 Direct economic benefit | 0.180 342 | 技术性收入 Technical income | 3.27 |
技术市场成交额 Technical market turnover | 3.27 | ||||
技术成果转化许可费 Technological achievement | 3.27 | ||||
转让费 Transfer fee | 3.18 | ||||
技术入股收益 Income from technology shares | 3.18 | ||||
节约成本金额 Cost savings | 3.18 | ||||
间接经济效益 Indirect economic benefit | 0.112 365 | 资产总值 Total value of asset | 3.27 | ||
无形资产总值 Total value of intangible asset | 3.36 | ||||
农民增收 Increase of farmers’ income | 3.18 | ||||
关联产业产值增长数 Growth of output value of related industry | 3.09 | ||||
社会效益 Social benefit | 0.103 012 | 社会满意度 Social satisfaction | 3.64 | ||
增加就业状况 Employment increase | 3.36 | ||||
生态效益 Ecological benefit | 0.120 362 | 对环境的友好程度 Environmental friendliness | 3.82 | ||
改善环境程度 Environmental improvement | 3.82 | ||||
生态系统建设 Ecosystem construction | 3.91 | ||||
环境影响 Environmental impact | 3.91 |
表4 中国农业科学院某研究所科技成果转化能力评价得分 (续表Continued)
Table 4 Evaluation score of scientific and technological achievements transformation ability of a research institute of Chinese Academy of Agricultural Sciences
一级指标 First-level indicator | 得分 Score | 二级指标 Second-level indicator | 得分 Score | 三级指标 Third-level indicator | 得分 Score |
|---|---|---|---|---|---|
成果开发能力B3 Achievement development capacity B3 | 0.677 892 | 转化条件能力 Conversion conditional capacity | 0.141 786 | 转化平台 Transformation platform | 3.36 |
从业人员 Employees | 3.27 | ||||
转化投入 Transformation investment | 3.18 | ||||
合作企业数 Number of cooperative enterprises | 3.55 | ||||
主办企业 Sponsoring enterprise | 3.36 | ||||
入股企业 Shareholding enterprise | 3.45 | ||||
转化收益水平B4 Conversion income level B4 | 0.516 081 | 直接经济效益 Direct economic benefit | 0.180 342 | 技术性收入 Technical income | 3.27 |
技术市场成交额 Technical market turnover | 3.27 | ||||
技术成果转化许可费 Technological achievement | 3.27 | ||||
转让费 Transfer fee | 3.18 | ||||
技术入股收益 Income from technology shares | 3.18 | ||||
节约成本金额 Cost savings | 3.18 | ||||
间接经济效益 Indirect economic benefit | 0.112 365 | 资产总值 Total value of asset | 3.27 | ||
无形资产总值 Total value of intangible asset | 3.36 | ||||
农民增收 Increase of farmers’ income | 3.18 | ||||
关联产业产值增长数 Growth of output value of related industry | 3.09 | ||||
社会效益 Social benefit | 0.103 012 | 社会满意度 Social satisfaction | 3.64 | ||
增加就业状况 Employment increase | 3.36 | ||||
生态效益 Ecological benefit | 0.120 362 | 对环境的友好程度 Environmental friendliness | 3.82 | ||
改善环境程度 Environmental improvement | 3.82 | ||||
生态系统建设 Ecosystem construction | 3.91 | ||||
环境影响 Environmental impact | 3.91 |
一级指标 First-level indicator | 得分 Score | 二级指标 Second-level indicator | 得分 Score | 三级指标 Third-level indicator | 得分 Score |
|---|---|---|---|---|---|
转化收益水平B4 Conversion income level B4 | 0.516 081 | 生态效益 Ecological benefit | 0.120 362 | 资源多样性建设 Resource diversity construction | 3.73 |
改善气候变化 Climate change improvement | 3.82 | ||||
成果转化效果B5 Achievement transformation effect B5 | 0.575 819 | 学科影响力 Discipline influence | 0.165 945 | 论文被引频次 Citation frequency | 3.36 |
科技水平 Scientific and technological level | 3.30 | ||||
市场份额 Market share | 3.00 | ||||
应用规模 Application scale | 3.09 | ||||
科技奖励 Scientific and technological award | 3.27 | ||||
行业影响力 Industry influence | 0.152 078 | 行业学会或协会（联盟） Influence of industry association or association （alliance） | 3.64 | ||
合作企业影响 Cooperative enterprise impact | 3.73 | ||||
社会影响力 Social influence | 0.127 893 | 产业贡献 Industrial contribution | 3.45 | ||
技术传播度 Technology dissemination | 3.55 | ||||
成果使用率 Utilization rate of achievement | 3.27 | ||||
国际影响力 International influence | 0.129 903 | 合作国家数 Number of cooperative countries | 2.91 | ||
合作机构数 Number of cooperative institutions | 3.00 | ||||
出国人次 Number of people going abroad | 2.91 | ||||
来访人次 Number of visitors | 3.27 |
表4 中国农业科学院某研究所科技成果转化能力评价得分 (续表Continued)
Table 4 Evaluation score of scientific and technological achievements transformation ability of a research institute of Chinese Academy of Agricultural Sciences
一级指标 First-level indicator | 得分 Score | 二级指标 Second-level indicator | 得分 Score | 三级指标 Third-level indicator | 得分 Score |
|---|---|---|---|---|---|
转化收益水平B4 Conversion income level B4 | 0.516 081 | 生态效益 Ecological benefit | 0.120 362 | 资源多样性建设 Resource diversity construction | 3.73 |
改善气候变化 Climate change improvement | 3.82 | ||||
成果转化效果B5 Achievement transformation effect B5 | 0.575 819 | 学科影响力 Discipline influence | 0.165 945 | 论文被引频次 Citation frequency | 3.36 |
科技水平 Scientific and technological level | 3.30 | ||||
市场份额 Market share | 3.00 | ||||
应用规模 Application scale | 3.09 | ||||
科技奖励 Scientific and technological award | 3.27 | ||||
行业影响力 Industry influence | 0.152 078 | 行业学会或协会（联盟） Influence of industry association or association （alliance） | 3.64 | ||
合作企业影响 Cooperative enterprise impact | 3.73 | ||||
社会影响力 Social influence | 0.127 893 | 产业贡献 Industrial contribution | 3.45 | ||
技术传播度 Technology dissemination | 3.55 | ||||
成果使用率 Utilization rate of achievement | 3.27 | ||||
国际影响力 International influence | 0.129 903 | 合作国家数 Number of cooperative countries | 2.91 | ||
合作机构数 Number of cooperative institutions | 3.00 | ||||
出国人次 Number of people going abroad | 2.91 | ||||
来访人次 Number of visitors | 3.27 |
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